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31	Notice of Filing of Proposed Rule Change Relating to Reporting of Trade Cancellations to FINRA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-04 15:57:59 Financial economics Investment Financial Industry Regulatory Authority Alternative display facility ACT Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ United States securities law Economy of the United States Self-regulatory organizations
32	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 30, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-05 09:59:41 Financial Industry Regulatory Authority Financial regulation Financial economics Alternative display facility Securities Exchange Act ACT U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Economy of the United States
33	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 22, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-25 09:04:51 Stock market Economy of the United States Financial Industry Regulatory Authority ACT Alternative display facility OTC Bulletin Board Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Financial economics United States securities law Investment
34	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 24, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-24 19:42:30 Business Trade Reporting And Compliance Engine Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Security Alternative display facility ACT Securities market United States securities law Financial regulation Financial economics
35	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 30, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Determ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-31 07:50:48 Stock market Financial system Self-regulatory organizations Alternative display facility Financial Industry Regulatory Authority Financial markets Financial services U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Investment
36	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 7, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-07 18:59:39 Financial system Financial Industry Regulatory Authority Securities Exchange Act Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Self-regulatory organization Alternative display facility Registered representative Securities Act United States securities law Financial regulation Financial economics
37	March 8, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth St., N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 10:12:07 Business Financial Industry Regulatory Authority Self-regulatory organization Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Securities regulation in the United States Alternative display facility Selling away United States securities law Economy of the United States Financial economics
38	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]July 26, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-28 17:50:42 Investment Alternative display facility Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ United States securities law Economy of the United States Financial economics
39	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 26, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:57:29 Financial system Finance Financial Industry Regulatory Authority Municipal Securities Rulemaking Board Securities Exchange Act U.S. Securities and Exchange Commission Alternative display facility ACT Broker-dealer United States securities law Self-regulatory organizations Financial economics
40	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]July 11, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-15 08:59:16 Financial economics Investment Financial Industry Regulatory Authority ACT Trade Reporting And Compliance Engine OTC Bulletin Board Alternative display facility U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Stock market Economy of the United States

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